COMPLIANCE REQUIREMENTS

IF YOU ARE ONBOARDING AS AN ENTITY/CORPORATION YOU NEED TO PROVIDE THE FOLLOWING;

Company Formation Documentation

• Certificate of Incorporation

• Articles of Incorporation

• List of Directors

• List of current Shareholders which shows percentages of ownership down to individuals or entities owning 20% or more

Ownership

• Organizational Chart of Corporate Holding Structure

• If any Shareholder holding 20% or more is an entity, please provide Company Formation Documentation

Identification Documents for Key Individuals

• Two (2) pieces of valid photo ID (e.g. Passport, National ID Card, Driver License etc)

• Proof of Residential Address (e.g. Utility Bill, Bank Statement or Government-issued Documents) Dated within last 90 Days

Bank Statement

• Titled in the Entity’s Name (Dated within the last 90 Days)

Proof of Company Address

• Utility Bill, Letter from Financial Institution, Office Lease Agreement or Tax Statement (Dated within the last 90 Days)

IF YOU ARE ONBOARDING AS AN INDIVIDUAL YOU NEED TO PROVIDE THE FOLLOWIN

Identification Documents for Key Individuals

• Two (2) pieces of valid photo ID (e.g. Passport, National ID Card, Driver License etc)

• Proof of Residential Address (e.g. Utility Bill, Bank Statement or Government-issued Documents) Dated within last 90 Days

Bank Statement

• Titled in the Individual’s Name (Dated within the last 90 Days)